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Document Retention and Destruction Policies for Financial Institutions

presented by Lorman Education Services
View the Lorman Education Services Profile and Course Listings

Summary

Document Retention and Destruction Policies for Financial Institutions

Workshop Description/Agenda

Benefits
Gain a better understanding of legal and regulatory requirements and practical considerations for both electronic and paper document retention and destruction. Financial institutions are subject to an array of statutory, common law and other obligations to preserve documents. Given the size of many financial institutions and the complex regulations governing them, financial institutions are acutely sensitive to the costs, burdens, challenges and pitfalls associated with document preservation and destruction. This topic helps internal and external counsel for financial institutions to understand the obligations they face, and the best practices for creating costeffective and efficient document retention and destruction policies. This information is critical for any financial institution, especially those that are considering making changes to their policies, implementing new document related software, or engaging in litigation.

Agenda
How to Identify Your Institution's Document Retention and Destruction Obligations
ï Statutory Requirements
ï Common Law Requirements
ï Other Considerations

How to Navigate Challenges Associated With Document Retention and Destruction Policies
ï What Can Go Wrong
ï Best Practices

How to Create and Implement Effective Document Retention and Destruction Policies
ï Making Effective Use of Internal Resources and Outside Counsel
ï Examples of Effective and Ineffective Policy Language

Faculty
Manny Caixeiro with Dentons, Timothy Carroll with Dentons

Credits
CLE (Please check the Detailed Credit Information page for states that have already been approved) ,CPE ,Additional credit may be available upon request.

Who Should Attend

This live webinar is designed for presidents, vice presidents, branch managers, loan officers, compliance officers, loan department personnel, accountants, controllers, CFOs, credit and collection managers, and attorneys.

Additional Information

Training Provider: Lorman Education Services

Course Topics: Law Training > Banking

Training Course Summary: Document Retention and Destruction Policies for Financial Institutions


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