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Blue Sky Law Basics for Paralegals

presented by Lorman Education Services
View the Lorman Education Services Profile and Course Listings

Summary

Blue Sky Law Basics for Paralegals

Workshop Description/Agenda

Benefits
Ensure blue sky compliance. Gain the necessary skills you need to completely and accurately file. Blue sky compliance is not just about filling out a form. Blue sky compliance requires the skill set to be able to recognize and understand the issues, research the complexities involved, obtain all relevant factual information from a variety of sources, compile all such information, and to accurately and completely prepare and file any and all requisite filings within a relatively short prescribed time period. Any missteps, including not properly recognizing and analyzing the issues, can have draconian effects. This topic will help you when dealing with securities matters, to understand the blue sky laws, the complexities involved, and to assist you in acquiring the requisite skill set to ensure blue sky compliance.

Agenda
What Is Blue Sky? • Federal and State Regulation of Securities Laws • Federal Pre-Emption Blue Sky Analysis/Research • Starting Points • Questions to Ask • How to Research Reg D Offerings • How to Complete Form D • Filing Pointers • Common Pitfalls Blue Sky Issues • Private and Public Offerings • Broker-Dealers/Advisers • Rescission Rights

Faculty
Alan H. Aronson from Akerman LLP

Credits
NALA ,Additional credit may be available upon request.

Who Should Attend

This live webinar is designed for paralegals, legal assistants, associates and other legal professionals.

Additional Information

Training Provider: Lorman Education Services

Course Topics: Law Training > Paralegals

Training Course Summary: Blue Sky Law Basics for Paralegals


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On-Demand Webinar Details

Recorded on 12/19/2017