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Blue Sky Law Basics for Paralegals

presented by Lorman Education Services
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Blue Sky Law Basics for Paralegals

Workshop Description/Agenda

Ensure blue sky compliance. Gain the necessary skills you need to completely and accurately file. Blue sky compliance is not just about filling out a form. Blue sky compliance requires the skill set to be able to recognize and understand the issues, research the complexities involved, obtain all relevant factual information from a variety of sources, compile all such information, and to accurately and completely prepare and file any and all requisite filings within a relatively short prescribed time period. Any missteps, including not properly recognizing and analyzing the issues, can have draconian effects. This topic will help you when dealing with securities matters, to understand the blue sky laws, the complexities involved, and to assist you in acquiring the requisite skill set to ensure blue sky compliance.

What Is Blue Sky?
• Federal and State Regulation of Securities Laws
• Federal Pre-Emption

Blue Sky Analysis/Research
• Starting Points
• Questions to Ask
• How to Research

Reg D Offerings
• How to Complete Form D
• Filing Pointers
• Common Pitfalls

Blue Sky Issues
• Private and Public Offerings
• Broker-Dealers/Advisers
• Rescission Rights

Alan H. Aronson from Akerman LLP

NALA ,Additional credit may be available upon request.

Who Should Attend

This live webinar is designed for paralegals, legal assistants, associates and other legal professionals.

Additional Information

Training Provider: Lorman Education Services

Course Topics: Law Training > Paralegals

Training Course Summary: Blue Sky Law Basics for Paralegals

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On-Demand Webinar Details

Recorded on 12/19/2017